Director - Risk, Compliance & Legal
Le conferenze in cui è presente:
Auditorium | Ore 09:00 - 11:45
consulenza, reti e distribuzione
Conferenza dedicata a:Operatori del settore
Guy Sears is Director - Risk, Compliance & Legal at the Investment Management Association, the trade association of the UK’s £5 trillion investment management industry. He leads the policy teams which cover the regulation of funds and managers, and most of their engagement in the retail and institutional markets and on the capital markets. Mr Sears is also a director of the UK’s Joint Money Laundering Steering Group. Prior to joining IMA, he served as Deputy Chief Executive of APCIMS; and was on the Board of a credit union; and served as an Executive Director of a commodity derivative market maker on the London Metal Exchange; as Consultant to the Jersey Financial Services Commission; as Head of Market Conduct and Market Infrastructure at the UK’s FSA; and as Solicitor on the Record for the Securities and Investments Board.